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The U.S. Securities and Exchange Commission is probing registered investment advisers over whether they are meeting rules around custody of client crypto assets, three sources with knowledge of the
By Chris Prentice NEW YORK (Reuters) - The U.S. Securities and Exchange Commission is probing registered investment advisers over whether they are mee...
While the U.S. Securities and Exchange Commission (SEC) had a busy 2022 with the collapse of FTX and the ongoing Ripple lawsuit, the Commission now has they’re eyes on Wall Street firms who may not be complying with custody laws.