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SEC Adopts Amendments to Form PF | Faegre Drinker Biddle & Reath LLP

The U.S. Securities and Exchange Commission (the SEC) adopted Amendments to Form PF (the Amendments) in a three-to-two vote on May 3, 2023, over a decade after Form PF’s initial. ....

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Other Voices: The SEC significantly expands the scope of Form PF reporting

K&L Gates reports and comments on the SEC's approval of amendments to Form PF earlier this month. ....

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New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC - M&A/Private Equity

On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted important amendments to Form PF, the systemic risk reporting form for private fund advisers registered with the SEC. ....

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2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP

In 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed numerous new and amended rules (“proposals”) that would apply to SEC-registered investment advisers. ....

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Spotlight to Get Brighter on Private Fund Advisers for SEC Exams in 2022 | Goodwin

On March 30, 2022, the Division of Examinations (“EXAMS”) of the U.S. Securities and Exchange Commission (the “SEC”) placed private funds at the top of its examination priorities for. ....

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