Retirement Industry People Moves
Principal promotes Branham to national retirement investment director; Spouting Rock hires chief client officer; Natixis bolsters retirement product sales; and more.
Source: plansponsor.com
Leo Rydzewski News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Top News In Leo Rydzewski Today - Breaking & Trending Today
CFP Board Begins Publishing Disciplinary Details of Public Sanctions
The CFP Board’s Disciplinary and Ethics Commission previously released anonymized iterations of its sanctions, but now the Board will make the orders public.
Source: wealthmanagement.com
FPA launches program to attract members from Ameriprise
FPA launched an initiative Thursday to add members from Ameriprise Financial, but a fiduciary advocate has questions about the move.
Source: investmentnews.com
Proposal to give suspended financial planners to get two years to seek reinstatement
CFP Board is seeking to preserve "adversarial principles" in proceedings before its disciplinary and ethics commission.
Source: financial-planning.com
CFP Board beefs up advisor resources with new conflict, duty of care guides
General Counsel Leo Rydzewski said more help is on the way as the organization bolsters its repository of tips and how tos.
Source: financial-planning.com