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SEC's memoranda blunders further deflate administrative law judge system

Dennis B. Levine, a central player in the 1980's most notorious insider trading scheme, benefits from the regulator's fix, but so will some everyday financial planners. ....

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Advisors comment on federal rule to redefine 'accredited investors'

A bill before Congress would let planners with certain securities licenses place clients' money in private markets regardless of their income or net worth. ....

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How intelligent is Bard when it comes to accounting career advice?

Google's new AI tool answered some questions about whether it makes more sense to become a CPA or attorney, or even take the exams. ....

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In latest ad blitz, CFP Board returns to lighter tone of previous campaigns

The annual advertising splash by the standard-setting group for financial advisors coincides with the March Madness basketball tournament and tax filing deadline. ....

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CFP Board names 15 to Competency Standards Commission

The panel plans to take through 2024 to complete its 'everything's-on-the-table' review of experience, education and exam standards. ....

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