Remarks to the Small Business Capital Formation Advisory Committee
Remarks to the Small Business Capital Formation Advisory Committee Commissioner Mark T. Uyeda September 19, 2023
Source: biztoc.com
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Not So NFTy: What the Impact Theory and Stoner Cats Enforcement Actions Could Mean for NFTs | Wilson Sonsini Goodrich & Rosati
The U.S. Securities and Exchange Commission (SEC) recently announced charges against and settlements with two NFT issuers for allegedly conducting illegally unregistered offers and...
Source: jdsupra.com
SEC expands rule governing fund names to crack down on misrepresentation
In an effort to prevent funds from misrepresenting their investments and risks, the SEC approved amendments to broaden the scope of its Names Rule.
Source: pionline.com
SEC doubles down on enforcement against unregistered offerings of NFTs | Reed Smith
In the past two weeks, the U.S. Securities and Exchange Commission (“SEC”) announced two enforcement actions against non-fungible token (“NFT”) platforms Impact Theory, LLC (“Impact...
Source: jdsupra.com
'Like Star Wars Collectibles': SEC Commissioners Dissent on Stoner Cats Enforcement
Two commissioners of the U.S. Securities and Exchange Commission (SEC), Mark T. Uyeda and Hester M. Peirce, have published a public letter of dissent on…
Source: biztoc.com