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SEC Commissioners Hester Peirce and Mark T. Uyeda have vocalized their disagreement over the Commission’s handling of its enforcement action against Impact…
Statement on Final Rule Regarding Exemption for Certain Exchange Members Commissioner Mark T. Uyeda Aug. 23, 2023
Statement on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews Commissioner Mark T. Uyeda August 23, 2023
The SEC (U.S. Securities and Exchange Commission) has provided notice that it is preparing to adopt the so-called "Private Funds Rules" under the Investment Advisers Act of 1940...
In a move to address the implications of integrating emerging technologies into the financial markets, the U.S. Securities and Exchange Commission (the “SEC”) recently proposed new...