Industry prepares for T+1 securities settlement compliance in 2024
The trading settlement cycle will be shortened from T+2, and months of planning and testing are needed to ensure the transition goes smoothly.
Source: pionline.com
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SEC's rule-making is moving too fast, industry leaders and commissioners say
Some industry leaders and commissioners themselves have expressed concerns about the pace of the SEC's rule-making.
Source: pionline.com
Top 5 SEC Enforcement Developments For February 2023 - Compliance
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month...
Source: mondaq.com
SEC proposes new cybersecurity requirements | Orrick, Herrington & Sutcliffe LLP
On March 15, a divided SEC issued several proposed amendments to the agency’s cybersecurity-related rules. The first is a proposed rule that would implement...
Source: jdsupra.com
Top 5 SEC Enforcement Developments for February 2023 | Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,...
Source: jdsupra.com