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Financial Industry Regulatory Authority FINRA Sanction Guidelines have been significantly revised, now giving FINRA discretion to impose considerably higher fines on mid- and large-size firms. The revisions also deleted 20 prior infrequently used guidelines.
Material Fact BRASILAGRO - COMPANHIA BRASILEIRA DE PROPRIEDADES AGRÍCOLAS Publicly-Held Company with Authorized Capital ... | September 15, 2022
Don't think that explanation is owed to text messages were erased, it seems like they were. but they have an explanation why. is this normal? does that make sense to? you >> know. it doesn't. first of all, this is a big embarrassment for the secret service. one, they were caught off guard that this letter was being sent. and the fact that they didn't have the ability to quickly respond to it. but i have a lot of questions for both dhs the inspector general and the secret service. first, the inspector general stated that many text messages were erased as part of this technology upgrade. and wha...
That they didn't have the ability to quick respond. but i have a lot of questions for both dhs, the inspector general, and the secret service. first, the inspector general stated that many text messages were erased as part of this technology upgrade. i want the word "many" quantified, because what i'm hearing from sources at the secret service was that the request for information and text messages from 20 key agents that were involved unjanuary 6th were received by dhs inspector general. so i want to actually know, you know, is missing text messages a material -- part of a material fact in the...
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16... | June 23, 2022