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The SEC Division of Examinations Announces 2023 Priorities, Including Key Areas for Registered Investment Advisers, Registered Investment Companies, and Broker-Dealers | K&L Gates LLP

On 7 February 2023, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) announced its examination priorities for the 2023 fiscal year (the. ....

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SEC Division of Examinations 2023 Examination Priorities Released

Division of Examinations Securities and Exchange Commission SEC announced examination priorities for 2023 fiscal year. The Report identifies areas of focus for upcoming year highlights new rules applicable to registered investment advisers RIAs and investment companies. ....

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Meghan E. Flinn | The National Law Review

Meghan Flinn is an associate in the government enforcement group in the Washington, D.C. office. She focuses her practice on the defense of companies and individuals involved in government investigations and regulatory actions. ....

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