Stay updated with breaking news from Neilt Smith. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
On 7 February 2023, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) announced its examination priorities for the 2023 fiscal year (the...
Division of Examinations Securities and Exchange Commission SEC announced examination priorities for 2023 fiscal year. The Report identifies areas of focus for upcoming year highlights new rules applicable to registered investment advisers RIAs and investment companies.
Thursday, February 4, 2021 The long-anticipated wave of civil enforcement actions involving participants in the Paycheck Protection Program (PPP) has begun. On 12 January 2021, the U.S. Department of Justice (DOJ) announced the first civil settlement resolving fraud allegations against SlideBelts, Inc. (SlideBelts), a California e-retailer and manufacturer of fashion accessories, and its President and CEO, Brigham Taylor. 1 As we have discussed in prior alerts, 2 aggressive criminal and civil enforcement activity targeting PPP borrowers was a foregone conclusion given the minima...