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SEC Enforcement Chief Issues Reminder Concerning Compliance Officer Liability | Bressler, Amery & Ross, P.C. - Vimarsana News

SEC Enforcement Chief Issues Reminder Concerning Compliance Officer Liability | Bressler, Amery & Ross, P.C.

Published: October 28, 2023

On Oct. 24, 2023, Gurbir Grewal, the Director of the U.S. Securities and Exchange Commission’s (SEC) Enforcement Division, spoke to the NY Bar Association Compliance Institute about his...

Source: jdsupra.com
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New YorkUnited StatesJohn McgowanMereditha SimmonsGurbirs GrewalGurbir GrewalSteven TeixeiraNational Office Partner At MarcumAcadia Research CorpEnforcement DivisionYork City Bar Association Compliance InstituteMatter Of Gilder Gagnon How CoInvestment FirmGilder Gagnon Howe CoNy Bar Association Compliance InstituteYork City Bar Association Compliance Institute OctExchange CommissionPublic Company Accounting Oversight BoardIndividuals Including Drug CompanyAssociation Compliance InstituteJordan MeadowInsider TradingSouthern DistrictAnnounces ChargesFour Separate Insider Trading Cases Against
United States - Vimarsana News

United States

Published: March 22, 2022

Not only did US private equity (PE) fundraising rebound in 2021, it was in many ways the most successful year for PE fundraising since the financial…

Source: lexology.com
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United StatesCayman IslandsRuchi SharmaElie ZoltyKelly KoscuiszkaDavidm CohenMereditha SimmonsTarikm ShahJosepha SmithProcter HoarPeter DriscollOffice Of Compliance InspectionsShoreline FundDivision Of ExaminationsInvestment CompanyFund Advisers With Less ThanEquity InternationalJp Morgan Investment Management IncFund Investment Advisers RegistrationFinancial Stability Oversight CouncilUs Department Of LaborDivision Of Investment ManagementStaff Of The Investment Adviser Regulation OfficeExchange CommissionTouche Remnant Co