SEC: Second Commission Statement Relating to Certain Administrative Adjudications
<div class="article-person-position"> <div class="field_speaker_name_and_title"> <p>The Commission</p> </div> </div> <p class="article-publishdate">June 2, 2023</p> <p><span>On April 5, 2022, the Commission issued a Statement Relating to Certain Administrative Adjudications (the “April 5 Statement”) describing a control deficiency related to the separation of enforcement and adjudicatory functions within the agency’s syste...