Chicago Museum Manager Pleads Guilty to Misappropriating Over $2 Million
Chicago Museum Manager Pleads Guilty to Misappropriating Over $2 Million (Chicago, IL) — The former payroll manager for a Chicago museum
Source: thesouthlandjournal.com
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Regulatory Update and Recent SEC Actions - January 2021 | Blank Rome LLP
REGULATORY UPDATES SEC Proposes Conditional Exemption for Finders Assisting Small Businesses with Capital Raising On October 7, 2020, the Securities Exchange Commission (the “SEC”) proposed a conditional exemption from broker registration requirements for certain “finders” who assist issuers with raising capital in private markets. If adopted, the proposed exemption would permit natural persons to engage in certain limited activities involving accredited investors without registering with the SEC as brokers. The proposed exemption seeks to assist small businesses in raising capital an...
Source: jdsupra.com