SEC approves creation of MSRB Rule G-46 for solicitor advisors
The rule establishes the standards to which registered solicitor municipal advisors should adhere and includes amendments to Rule G-8 on books and records.
Source: bondbuyer.com
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MSRB files amendments to shortain settlement cycle
The amendments seek to align the Rules with the Securities and Exchange Commission's recent approval of T+1 clearing across bond markets.
Source: bondbuyer.com
MSRB advances a handful of regulatory initiatives
The MSRB intends to file proposed amendments to Rule G-12 on uniform practice with the SEC and move forward with draft amendments to Rule G-32 on primary offering disclosures.
Source: bondbuyer.com
Keybanc dinged by SEC for violating limited offering exemption
The Ohio-based was underwriter on 47 limited offerings, violating the Commission's limited offering exemption.
Source: bondbuyer.com
MSRB issues request for comment on time of trade proposal
The board will be accepting comments on amendments to Rule G-47 until April 17.
Source: bondbuyer.com