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Source: govinfosecurity.com
Sec Enforcement News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Top News In Sec Enforcement Today - Breaking & Trending Today
Second Circuit Holds That The Syndicated Term Loans In Kirschner Are Not Securities - Securities
On August 24, 2023, the Second Circuit Court of Appeals issued its much-anticipated decision in Kirschner v. JP Morgan Chase Bank, holding that the syndicate term loans at issue were not securities.
Source: mondaq.com
SEC subpoenas fund managers over ESG investing
Lawyers from the Securities and Exchange Commission have reportedly sent document requests and subpoenaed several asset managers related to ESG marketing.
Source: washingtonexaminer.com
Are Syndicated Term Loans Securities? The SEC Declines To Weigh In On Kirschner - Securities
Participants in the syndicated loan markets may have been relieved last month when the SEC declined to file the amicus brief requested by the Second Circuit Court of Appeals in Kirschner v. JP Morgan Chase Bank.
Source: mondaq.com
SEC sues Coinbase | Financial Planning
The case in unusual because of Coinbase's high profile in the U.S. and status as a publicly traded company.
Source: financial-planning.com