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Oh, It Doesn't Show Signs Of Stopping: SEC Issues More End‑of-Year Rules Regarding Rule 10b5-1 Plans, Gifts Of Securities, And Stock Option Awards - Securities

You better watch out. It won't help to cry, but feel free to pout. We're telling you why: the SEC is coming to town. Yes, the U.S. Securities and Exchange Commission. ....

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U.S. SEC Adopts Amendments To Rule 10b5-1 And Requires Related Disclosures -

On December 14, 2022, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the Exchange Act). ....

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SEC Adopts Amendments Revamping Rule 10b5-1 Trading Regime and Mandating Related Disclosures | Paul Hastings LLP

On December 14, 2022, the Securities and Exchange Commission (the “Commission”) adopted amendments bolstering the conditions to be met in order for a person to rely on the affirmative. ....

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SEC Adopts Amendments to Rule 10b5-1 | White & Case LLP

On December 14, 2022, the Securities and Exchange Commission ("SEC") adopted amendments to Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended (the "Exchange Act").. ....

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U.S. SEC Adopts Amendments to Rule 10b5-1 and Requires Related Disclosures | Morrison & Foerster LLP

On December 14, 2022, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934, as. ....

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