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Remarks At The "SEC Speaks" Conference 2022, SEC Commissioner Mark T. Uyeda

<p><span>Good morning and thank you, Gurbir [Grewal, Director, SEC Division of Enforcement], for that kind introduction.</span><span> I am pleased to join you for the first SEC Speaks Conference to be conducted in-person since the start of the pandemic.</span></p> ....

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To address what the SEC characterizes as "critical gaps" in its insider trading regime, on December 15, 2021, the Securities and Exchange Commission (the "SEC") voted unanimously to. ....

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U.S. SEC Proposes Amendments Regarding Rule 10b5-1 Plans And Related Disclosures - Corporate/Commercial Law

On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934. ....

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SEC Proposes Amendments to Rule 10b5-1 | Stinson - Corporate & Securities Law Blog

The SEC has issued proposed amendments to Rule 10b5-1 and to related forms and disclosures. The amendments are intended to address perceived abuses of Rule 10b5-1 plans. ....

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SEC Proposes Amendments to Rule 10b5-1

SEC Proposes Amendments to Rule 10b5-1
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