2023 New York State And New York City Labor and Employment Law Roundup
In 2023, New York State and New York City amended several labor and employment laws about which employers should be aware to ensure that their…
Source: lexology.com
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Oh, It Doesn't Show Signs Of Stopping: SEC Issues More End‑of-Year Rules Regarding Rule 10b5-1 Plans, Gifts Of Securities, And Stock Option Awards - Securities
You better watch out. It won't help to cry, but feel free to pout. We're telling you why: the SEC is coming to town. Yes, the U.S. Securities and Exchange Commission...
Source: mondaq.com
Spring Roundup Of Critical U.S. Regulatory Developments For Private Equity Sponsors - Securities
As expected, 2022 has already seen unprecedented regulatory activity by the Securities and Exchange Commission ("SEC") related to the
Source: mondaq.com
Report From FINRA Board of Governors Meeting – March 2022
Board Approves Rulemaking Items and Use of 2021 Fine Monies; Meets With SEC Chair Gary Gensler
Source: finra.org
Report From FINRA Board Of Governors Meeting – March 2022 - Board Approves Rulemaking Items And Use Of 2021 Fine Monies
<p><span>FINRA’s Board of Governors met on March 9-10 for the first time in 2022. The Board approved three rulemaking items and discussed a variety of topics, including technology initiatives and matters pertaining to regulatory operations.</span></p>
Source: mondovisione.com