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Investment Management Update - December 2022

Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended June 30, 2022… ....

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SEC Proposes Amendments to Fund "Names Rule" and Proposes Amendments Concerning Fund ESG Investment Practices | Seward & Kissel LLP

On May 25, 2022, the SEC proposed amendments to Rule 35d-1, the fund “Names Rule,” (Names Rule Amendments) and, separately, proposed amendments to several rules and forms that would. ....

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SEC Expands Scope Of Terms To Be Considered Deceptive

Proposed Amendments by the U.S. Securities and Exchange Commission would significantly expand the scope of terms that the SEC considers materially deceptive and misleading in a registered investment company’s a fund name without a corresponding policy to invest at least 80%. ....

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