Investment Management Update - December 2022
Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended June 30, 2022…
Source: lexology.com
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Corporate Governance: 2022 Midyear Review - Securities
The first half of 2022 illuminated important trends in the corporate governance space. In recent months, there were notable developments in the enforcement...
Source: mondaq.com
Corporate Governance: 2022 Midyear Review | Kramer Levin Naftalis & Frankel LLP
The first half of 2022 illuminated important trends in the corporate governance space. In recent months, there were notable developments in the enforcement of economic sanctions and...
Source: jdsupra.com
SEC Charges Investment Advisor with ESG Disclosure Violations in Latest Action by ESG Task Force | Vinson & Elkins LLP
On May 23, 2022, the Securities and Exchange Commission (“SEC”) charged BNY Mellon Investment Adviser, Inc. (“BNYMIA”) for material misstatements and omissions regarding its...
Source: jdsupra.com
SEC Settles First Major Enforcement Action Related to ESG Investment Disclosures | Kilpatrick Townsend & Stockton LLP
The Securities and Exchange Commission (the “SEC”) has regularly emphasized its focus on environmental, social, and governance (“ESG”)-related investing and the importance of...
Source: jdsupra.com