Joshua Newville, Proskauer Rose, regulatory enforcement attorney,
Joshua M. Newville is a partner in the Litigation Department in New York, and his practice focuses on commercial litigation and regulatory investigations.
Source: natlawreview.com
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Top News In Asset Management Unit Today - Breaking & Trending Today
SEC Fines 5 More Firms For Ad Rule Violations
The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.
Source: wealthmanagement.com
VanEck Sanctioned By SEC For Error In ETF Marketing
VanEck was fined by the Securities and Exchange Commission for an ETF Marketing error. A warning to other investment firms?
Source: economywatch.com
Van Eck Settles SEC Charges Related to ETF Promoted by Dave Portnoy
The SEC claims Van Eck failed to disclose the involvement of a social media influencer in promoting the BUZZ ETF.
Source: wealthmanagement.com
Van Eck Settles SEC Charges Related to ETF Promoted by Dave Portnoy
The SEC claims Van Eck failed to disclose the involvement of a social media influencer in promoting the BUZZ ETF.
Source: wealthmanagement.com