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KTVU KTVU Mornings On 2 At 7am July 13, 2024 - Vimarsana News

KTVU KTVU Mornings On 2 At 7am July 13, 2024

Beautiful, so its beginning. It has begun. It will be mostly sunny, a few high clouds affairs, and i just cant find anything. 50s on most of the temps here, and actually we cooled off a bit, 40s to the north. Napa went to 52, and in one hour, we mean cooler by the coast, and temperatures inland will still be really warm, but we will start a bigtime cooling trend as we head back to the weekend and even into next week. All right, lets go over to sala now and see what we have. Anything new or still quiet . Its quiet, steve. Right now, we do have traffic that is doing very well. If you are driving...

SEC Fines 5 More Firms For Ad Rule Violations - Vimarsana News

SEC Fines 5 More Firms For Ad Rule Violations

The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.

JP Morgan Settles SEC Charges It Violated Whistleblower Protection Rule - Vimarsana News

JP Morgan Settles SEC Charges It Violated Whistleblower Protection Rule

The banking giant’s subsidiary agreed to be censured and pay an $18 million penalty.

Source: ai-cio.com
J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule - Vimarsana News

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

The FINANCIAL -- The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, fromThe FINANCIAL -- The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities la...

JP Morgan to pay US$18 million over confidential settlements - Vimarsana News

JP Morgan to pay US$18 million over confidential settlements

The SEC sanctioned the firm for violating whistleblower protections

Source: advisor.ca