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How a Chief Compliance Officer (CCO) Can Help Your RIA Firm

A chief compliance officer (CCO) is a member of your firm’s team who can help protect your business from potential legal or regulatory issues. Registered investment advisors must have a CCO serving at the firm, but hiring an experienced one could make a huge difference and avoid potential penalties, fees or lawsuits that could cost […] The post How a Chief Compliance Officer (CCO) Can Help Your RIA Firm appeared first on SmartReads by SmartAsset. ....

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New Orleans OIG finds city lacked policies to ensure accurate time, attendance of employees

An evaluation of the City of New Orleans' Chief Administrative of Office led the New Orleans Office of the Inspector General to determined that it lacked policies to ensure that salaried employees accurately report their time and attendance. ....

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