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Amateur Day Traders Fuel an Options Boom

Amateur Day Traders Fuel an Options Boom
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SFC fines RBC Investment Services (Asia) Ltd HK$7 7m for mishandling client assets

SFC fines RBC Investment Services (Asia) Ltd HK$7 7m for mishandling client assets
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In brief: registration, reporting and liability for derivatives transactions in Hong Kong

A brief summary of the primary registration and reporting obligations and liability regime relating to derivatives transactions in Hong Kong.

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Q&A: equity derivatives in Hong Kong

This article answers some of the key legal and practical questions surrounding the equity derivatives market in Hong Kong, covering key regulatory provisions and liability issues, among other things.

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