Patrickd Hayes News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Cincinnati, Jan. 19, 2022 (GLOBE NEWSWIRE) -- Patrick D. Hayes, Partner and Investment Management practice leader at the law firm of Calfee, Halter &...

Cleveland, Jan. 05, 2022 (GLOBE NEWSWIRE) -- Calfee, Halter & Griswold LLP is pleased to announce that Patrick D. Hayes, attorney with the firm's...

SEC Commissioner Hester M. Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context 01/19/2021 | 04:06pm EDT Send by mail : Message : Required fields Cincinnati, Jan. 19, 2021 (GLOBE NEWSWIRE) -- Hester M. Peirce, Commissioner with the Securities and Exchange Commission, was interviewed on Episode 10 of Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC ...

Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC Chair and Head of Enforcement, and whether she anticipates a slowdown in dialogue between the regulators and the industry on the issue of CCO liability. The Securities Compliance Podcast: Compliance in Context is designed as a personal master class for the securities industry's legal and compliance professionals. The podcast embodies Hayes' passion fo...