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FCA opens dashboard consultation for comment

News analysis, case studies and informed comment on the challenges facing UK pension schemes, from Pensions Expert, a DG Publishing service ....

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Regulatory Reach Expanded over Intermediaries Constitute Exchange

US financial regulators Commodity Futures Trading Commission and Securities and Exchange Commission struggle with conceptualizing whether how and to what extent they can regulate intermediaries and the decentralized finance DeFi facilities that offer swap execution services. ....

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Expanding Regulatory Reach over Intermediaries That May Constitute Regulated Exchanges | Cadwalader, Wickersham & Taft LLP

In response to changes in business practices, regulations and laws eventually change, too. During the past few years derivatives markets are witnessing this change as it applies to. ....

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The Brexit Freedoms Bill and the MiFID Override for Financial Services Regulation | Shearman & Sterling LLP

U.K. financial regulation includes a small and unusual provision, the so-called “MiFID override,” which prioritises the EU’s MiFID II regime over the U.K.’s own regulatory framework. ....

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Key Regulatory Topics: Weekly Update 9 - 15 July 2021 | Allen & Overy LLP

Key Regulatory Topics: Weekly Update 9 - 15 July 2021 | Allen & Overy LLP
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