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Recent amendments to National Instrument 33-109 Registration Information and Related Instruments: What registrants should know | Dentons - Vimarsana News

Recent amendments to National Instrument 33-109 Registration Information and Related Instruments: What registrants should know | Dentons

Published: March 24, 2022

On December 16, 2021, the Canadian Securities Administrators (CSA) introduced amendments to National Instrument 33-109 Registration Information and National Instrument...

Source: jdsupra.com
Related Topics:
National InstrumentOntario Securities CommissionCanadian Securities AdministratorsOngoing Registrant ObligationsOutside ActivitiesIndividual RegistrationPermitted Individual StatusClient Focused Reforms
Burden Reduction for Registrants Effective June 2022: Outside Activities Clarified and Registration Requirements Simplified | Stikeman Elliott LLP - Vimarsana News

Burden Reduction for Registrants Effective June 2022: Outside Activities Clarified and Registration Requirements Simplified | Stikeman Elliott LLP

Published: March 10, 2022

Final amendments to National Instrument 33-109 Registration Information (NI 33-109) and related instruments (the Final Amendments) clarify outside activity reporting requirements, among...

Source: jdsupra.com
Related Topics:
National InstrumentMutual Fund Dealers Association Of CanadaHead OfficeFirm Registration FormOntario Securities CommissionStikeman ElliottInvestment Industry Regulatory Organization Of CanadaFinal AmendmentsEffective DateCanadian Securities AdministratorsProposed AmendmentsOngoing Registration ObligationsPermitted IndividualsNregistered IndividualsIndividual RegistrationPermitted Individual StatusInvestment Industry Regulatory OrganizationMutual Fund Dealers AssociationGeneral OrderOntario InstrumentOutside Activities Late Filing FeesCommodity Futures Act