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Client Focused Reforms News Today : Breaking News, Live Updates & Top Stories | Vimarsana

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Top News In Client Focused Reforms Today - Breaking & Trending Today

Opinion: Banks must offer more than just their own financial products

Banks are, first and foremost, sales organizations, and there is a real issue: limited product choice for personal investing in bank branches ....

United Kingdom , Jean Blacklock , Andrew Auerbach , Delisle Advisory Group , Log Increate Free , Markets Modernization Taskforce , Canadian Securities Administrators , Client Focused Reforms ,

Why the shift in focus on risk tolerance is so important for investors

It’s perfectly fine to have a view on both portfolio construction and macro-level market outlooks, but discipline, open-mindedness, and preparedness are needed when encountering turbulent markets ....

Log Increate Free , Client Focused Reforms ,

Coming in 2024: Canadian Business Conduct Regime for OTC Derivatives Dealers and Advisers | Stikeman Elliott LLP

The securities regulatory authorities in all Canadian jurisdictions other than British Columbia recently published in final form Multilateral Instrument 93-101 Derivatives: Business. ....

United Kingdom , Canadian Investment Regulatory Organization , British Columbia Securities Commission , Stikeman Elliott , National Instrument , International Organization Of Securities Commissions , Office Of The Superintendent Financial Institutions , Bank Act Canada , British Columbia , Multilateral Instrument , Business Conduct , Canadian Securities Administrators , Business Conduct Rule , International Organization , Securities Commissions , Ongoing Registrant Obligations , Financial Institutions , Bank Act , Client Focused Reforms ,

Leverage compliance tech to grow your business | Investment Executive

Tech-assisted recommendations can improve client outcomes ....

United States , Client Focused Reforms , Regulation Best Interest , Consumer Duty , North America ,

Securities authorities review conflict-of-interest practices and provide additional guidance

Conflict of interest practices at 172 firms in various registration categories were reviewed ....

Andrew Kriegler , Stan Magidson , Alberta Securities Commission , Client Focused Reforms , Alberta Securities , Conflict Of Interest ,