Opinion: Banks must offer more than just their own financial products
Banks are, first and foremost, sales organizations, and there is a real issue: limited product choice for personal investing in bank branches
Source: theglobeandmail.com
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Why the shift in focus on risk tolerance is so important for investors
It’s perfectly fine to have a view on both portfolio construction and macro-level market outlooks, but discipline, open-mindedness, and preparedness are needed when encountering turbulent markets
Source: theglobeandmail.com
Coming in 2024: Canadian Business Conduct Regime for OTC Derivatives Dealers and Advisers | Stikeman Elliott LLP
The securities regulatory authorities in all Canadian jurisdictions other than British Columbia recently published in final form Multilateral Instrument 93-101 Derivatives: Business...
Source: jdsupra.com
Leverage compliance tech to grow your business | Investment Executive
Tech-assisted recommendations can improve client outcomes
Source: investmentexecutive.com
Securities authorities review conflict-of-interest practices and provide additional guidance
Conflict of interest practices at 172 firms in various registration categories were reviewed
Source: canadianlawyermag.com