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SEC orders firm to pay $1.3M for failing to disclose conflicts related to high-cost funds

Published: October 11, 2023

The SEC ordered a Delaware firm to pay $1.3M to settle charges it put clients in high-cost funds without disclosing conflicts of interest.

Source: investmentnews.com

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United StatesHolch EricksonPat FitzgibbonsNiels HolchWilmington Trust Investment ManagementExchange CommissionWilmington TrustPortfolio Architect

2 Weeks to go Until SMi's Military Space USA 2021 - US Politics Today

Published: May 26, 2021

SMi Group Reports: The 2nd Annual Military Space USA 2021 will be taking place virtually in just two weeks on June 7th to 9th 2021.

Source: einnews.com

Related Topics:

United StatesUnited KingdomCity OfCurtis WhiteAndrea LoperMichael SchrieverNisha Poyser ReidJoseph VanderpoortenAbde BellahnidMichael OrrMichael NicholsIan PamplinMissile Systems CenterSmi GroupUs AirUs Army FuturesExoanalytic SolutionsCanadian ArmedUs NavySolutions BranchNavy Information Warfare Center AtlanticSenior Research SystemsSpace Cross Functional TeamSatellite Communications OfficeUs Space