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The following discussion should be read in conjunction with the condensed financial statements and the notes thereto of the United States Brent Oil Fund, LP included elsewhere in this quarterly...

Scottish Equity Partners’ Investment Set To Fuel RegTech Revolution With FundApps Date 11/05/2021 Scottish Equity Partners (SEP) has completed a significant growth equity investment in FundApps, one of the world's most successful Regulatory Technology (RegTech) companies. As the first ever Compliance-as-a-Service (CaaS) business, FundApps has transformed the way investment managers deal with the regulatory burden by combining cloud technology, regulatory expertise, market data and the unique FundApps Community. Previously, compliance managers were overwhelmed by ever-increasing co...

For Investment Advisers On December 18, 2020, the Department of Labor (DOL) adopted Prohibited Transaction Exemption 2020-02 (“PTE 2020-02”), subjecting 401(k) rollover subject to ERISA’s fiduciary rules (sometimes). The exemption, called Improving Investment Advice for Workers and Retirees, expands the definition of fiduciary advice under ERISA to recommendations about rollovers and IRA investments. So now, in addition to best interest, fiduciary and disclosure standards imposed by the SEC and FINRA, investment advisers, broker-dealers, banks, and insurance companies (“Financial Ins...

Share: SINGAPORE, Dec. 15, 2020 /PRNewswire/ -- Market-leading RegTech provider FundApps announced today that its automated Compliance-as-a-Service Shareholding Disclosure solution has been named The Best Solution - Shareholding & Position Reporting in the Regulation Asia Awards for Excellence 2020.  The virtual awards ceremony of these prestigious awards took place on Tuesday, December 15, to recognise companies that ensure the highest compliance standards are upheld despite an ever-changing and increasingly complex regulatory landscape. FundApps was selected after a rigorous process, i...

New rules they've written. and then take a look at what it is by speculative community. there are regulations moving through position limits which would curb the amount of risks they could take. and that might have an effect. but there's a debate. >> there's good story telling about the personalities involved. the book is "the secret club that runs the world." kate kelly, thank you so much. come back sometime. nice to have you on. up next, carole king has won countless awards for her music. this sunday she could be take home another big honor. she joins the table next on "morning joe." ♪ t...