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Artificial Intelligence: SEC Proposals And Concerns - New Technology

The US Securities and Exchange Commission (SEC) indicated this summer that it plans to introduce proposals to regulate conflicts of interest associated with artificial intelligence. ....

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The SEC Addresses Artificial Intelligence

The SEC Addresses Artificial Intelligence
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SEC Proposes Rules to Address Conflicts of Interests Associated with the Use of Predictive Data Analytics | Dorsey & Whitney LLP

The Securities and Exchange Commission (the “SEC”) proposed new rules under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940 to address the risks to investors. ....

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Algorithmic Allegiances: Proposed SEC Rule to Regulate Conflicts of Interest in Technology | Vinson & Elkins LLP

In a move to address the implications of integrating emerging technologies into the financial markets, the U.S. Securities and Exchange Commission (the “SEC”) recently proposed new. ....

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SEC Proposes Rules on Broker-Dealer and Investment Adviser Use of Predictive Data Analytics and on Internet Investment Adviser Registration

On July 26, 2023, the U.S. Securities and Exchange Commission ("SEC" or the "Commission") released two sets of rule proposals. First, the SEC… ....

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