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On November 22, 2022, the U.S. Department of Labor's Employee Benefits Security Administration (the "DOL") released final regulations (the "Final Rules") that are intended to be more supportive of ERISA...
<p><span>Thank you, Ben [Zycher], and thanks to the American Enterprise Institute for the opportunity to be part of today’s event. Before I begin, I must remind you that my views are my own and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. As an SEC Commissioner, I appreciate hearing about people’s views of the SEC, even negative ones. Recently, for example, an email came in saying, “I can’t remember when the SEC was held in such LOW ESTEEM. . . . I honestly believe the...
Federal Trade Commission revised information Safeguards Rule adopted under Gramm-Leach-Bliley Act GLBA. Rule was enacted in 2002 to ensure financial institutions under FTC jurisdiction protect nonpublic personal information of their natural person clients and investors.
As we discussed in our March 3 Advisory, on October 27, 2021, the Federal Trade Commission (FTC) announced revisions (the 2021 Revisions) to its…
On November 22, 2022, the U.S. Department of Labor’s Employee Benefits Security Administration (the “DOL”) released final regulations (the “Final Rules”) that are intended to be more...