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The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving private fund managers and their investors.
On March 30, the SEC released comprehensive proposals for rule changes that would materially expand the liability regime for SPAC transactions, including by limiting the availability of...
The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving private fund managers and their...
The SEC proposed Advisers Act rules mark strategy shift to reduce private fund manager, investor conflicts of interest. Conflicts formerly addressed by disclosure, informed consent, now concludes some practices inherently conflicted, require specific actions or prohibition.
Alberton Acquisition Corporation (the "SPAC") filed a Form 8-K yesterday announcing that SolarMax Technology, Inc. ("SolarMax") intends to terminate its merger agreement with the SPAC.