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On March 28, 2022, the US Securities and Exchange Commission (SEC) proposed rules (Proposing Release) that would require securities market participants that engage in dealer-like...
Proposed Rules would expand regulatory compliance obligations for all investment advisers to private funds, including exempt reporting advisers, foreign private advisers and other investment advisers to private funds that are not otherwise required to register with the SEC.
Regulation M is intended to limit the activities of certain participants in a distribution, which activities may have a manipulative effect on the market for the offered security.
On March 22, 2022, the Securities and Exchange Commission (the "SEC" or the "Commission") voted 3-1 to propose rules requiring registrants to provide additional climate-related information...
The Securities and Exchange Commission has proposed long awaited rules which, if adopted, would require domestic and foreign public companies to disclose material climate-related...