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Oversight of Proxy Advisers

Published: July 14, 2023

I suggest that Congress focus on the sorry state of US corporate governance instead of proxy advisers, who should ideally register with the SEC and disclose conflicts.

Source: forbes.com

Related Topics:

United StatesColumbia Business SchoolExchange CommissionStates HouseRepresentatives CommitteeFinancial Services SubcommitteeSubcommittee Chair HuizengaRanking Member GreenShiva RajgopalByrnes ProfessorColumbia BusinessGlass LewisThoughts On TheS Ampp 500Securities And Exchange CommissionProxy AdviserProxy Voting

Ropes & Gray's Investment Management Update October – November 2021 - Finance and Banking

Published: December 15, 2021

The following summarizes a number of recent legal developments of note affecting the mutual fund/investment management industry...

Source: mondaq.com

Related Topics:

United StatesAneisha WorrellJosh LichtensteinDavid KirchnerOffice Of Compliance InspectionsFund AlertDivision Of ExaminationsDepartment Of DefenseCivil DivisionRisk Alert The FundUs District CourtCompliance ProgramExchange Act RuleDepartment Of LaborFraud InitiativePfizer IncIroquois Brands LtdOversight Of Compliance ProgramDepartment Of JusticeFraud Initiative Could Impact Some InvestmentDistrict CourtAmerican Century Value FundDivision Of Investment ManagementSee Food Marketing InstituteUs Supreme Court