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On August 23, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted highly anticipated new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) announced the enactment of a series of new and amended rules under the Investment Advisers Act of 1940, as amended...
On August 23, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted highly anticipated new rules and amendments (the “Final Rules”) under the Investment Advisers Act of...
Today, the Securities and Exchange Commission adopted new and amended rules under the Investment Advisers Act of 1940, as amended (Final Rules) that will significantly reform the scope...
On February 16, 2023, we circulated a client alert, "SEC Proposes Radical Transformation of Custody Rule Into New Safeguarding Rule,".