Stay updated with breaking news from Recordkeeping Rule. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
On February 16, 2023, we circulated a client alert, “SEC Proposes Radical Transformation of Custody Rule Into New Safeguarding Rule,” concerning the proposed significant transformation...
In addition to voluminous recordkeeping, due diligence and expense, what constitutes a "covered function" may vary from firm to firm.
January 27, 2023 - Georgia Tech-Savannah has announced the 2023 schedule for their popular in-person Occupational Safety and Health Standards (OSHA) courses. The educational offerings focus on a variety of
On October 26, the SEC proposed a new Advisers Act rule (the “Proposed Rule”) that would establish specific obligations for Registered Investment Advisers with respect to outsourcing of...
More than a month has passed since the 4 November compliance date for the Securities and Exchange Commission’s (SEC) Modernized Marketing Rule for Investment Advisers (the Marketing...