FCA revokes IFA's permissions after failure to provide information
The Financial Conduct Authority (FCA) has imposed restrictions on IFA Gainsborough Financial Services (GFS) for failing to provide information and pay periodic fees and levies owed.
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The Financial Conduct Authority (FCA) has imposed restrictions on IFA Gainsborough Financial Services (GFS) for failing to provide information and pay periodic fees and levies owed.
Financial Conduct Authority’s new powers to more swiftly cancel or change firms’ regulatory permissions have now come into effect.Firms can be required to prove they are carrying out the regulated activities they have permissions for, or risk losing their permissions.
Investment Week is hosting its Global Emerging Markets Briefing at a pivotal time for investors as they start to position for the recovery from the Covid-19 pandemic, although risks remain. During this interactive briefing, we will hear from a number of global emerging market managers about their response to the extraordinary events of the past year and their outlook for the rest of the year and beyond. The managers will identify where they are seeing the biggest opportunities and risks at the moment in emerging markets and explain the role their strategies could play in client portfolios. At...