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Sandip Sabharwal discusses the impact of regulatory measures on mutual funds, particularly small and midcap funds. He also highlights concerns about the hospital space and potential negative effects on margins. Additionally, he talks about profit-booking in March, triggers for pipe companies, as well as the constructive outlook on the auto sector.
Welcome to the latest edition to the Compliance Podcast Network: Into the Chair: Tales from Chief Compliance Officers details the journey to and in the role of a Chief Compliance...
The case against jpmorgan -- cases against jpmorgan chase and its two subsidiaries were part of the collective effort the president launched. really it takes a little time to make cases but this the first big win, and i do expect more to follow. i do think as far as the accountability side of this, i'm a prosecutor, as far as going after people who committed misconduct, that is definitely pursued more aggressively than before. going to secretary lew, regulatory side, have to have a sound system where people make money and capital markets make money but don't put people at risk. we have to send...