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Advisor Group considering brokerage consolidation

CEO Jamie Price's team is considering a range of potential strategies that could represent significant changes to the private equity-backed firm. ....

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Ex-Advisor Group recruiter joins Arkadios Capital

Nathan Stibbs will be the midsize independent firm's first director of corporate strategy after it picked up more than a dozen teams in 2022. ....

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$2.5B Patriot Financial moves to Cetera | Financial Planning

The group of 70 financial advisors left Advisor Group's Securities America to focus on expansion with the help of a rival to its prior firm. ....

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Advisor Group firms to pay $1.3M to settle FINRA's GPB case

FINRA accused FSC, Royal Alliance, SagePoint and Woodbury of "negligently omitting material facts" about an alternative asset manager, FINRA said. ....

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Vania May Bell sentenced in Securities America fraud case

Securities America has paid more than $15 million in an SEC case and settlements with the fraud victims of Hector May and his daughter, Vania May Bell. ....

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