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In March 2023, we published an alert concerning the U.S. Securities and Exchange Commission ("SEC") whistleblower protection rule and how to minimize the risk of violations in...
The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.
The central bank has imposed Rs 1 crore penalty on the Union Bank of India and Rs 64 lakh on RBL Bank, release said.
RBI imposed monetary penalty on Bajaj Finance for non-compliance with the ‘Monitoring of Frauds in NBFCs issued by it.
Report on Patient Privacy 23, no. 10 (October, 2023) By 2016, it should have been clear to HIPAA covered entities that a security risk analysis—and corresponding risk...