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On March 15, 2023 the Securities and Exchange Commission ("SEC") proposed three new sets of rules (the "Proposed Rules") which, if adopted, would require a variety of companies...
On March 15, 2023, the U.S. Securities and Exchange Commission ("SEC") released its proposal to amend Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information...
As cyber-attacks and data breaches pose an increasing threat to market participants, the US Securities and Exchange Commission ("SEC") has become increasingly focused on the cyber risks...
On December 14, 2022, the Securities and Exchange Commission (the SEC or Commission) proposed Regulation Best Execution (Proposed Reg Best Ex), which would establish through Commission...