Stay updated with breaking news from Systems Compliance. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Intercontinental Exchange, the parent firm of the New York Stock Exchange, has been ordered by the U.S. Securities and Exchange Commission to pay $10 million following its failure to promptly report a data breach in 2021, which affected the NYSE and eight other subsidiaries, according to The Register.
The Securities and Exchange Commission (SEC)'s Division of Examinations (Division) announced its 2024 examination priorities (Exam Priorities) in October. In 10 years...
The Securities and Exchange Commission (SEC)’s Division of Examinations (Division) announced its 2024 examination priorities (Exam Priorities) in…
...SEC Adopts Amendments to Fund Names Rule - On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d-1 under the Investmen...
Construction Companies, News, Jobs - The Construction Index is a building industry news and construction company directory