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On 31 October 2023, the Department of Labor (DOL) unveiled its proposed “Retirement Security Rule” (Proposed Rule) redefining who is an investment advice fiduciary under the Employee...
The U.S. Department of Labor’s first attempt in years to revise rules guiding financial advice — released on Oct. 31 — pussyfoots around real problems,...
Leaders from all sectors of the 401(k) industry gathered at the RPA Broker/Dealer Roundtable in New York City.
October has been a busy month for the OCR, which is tasked with enforcing the regulations issued under HIPAA. In the past week, the OCR released two new guidance documents aimed at...
Yesterday, the U.S. Department of Labor released its latest fiduciary rule proposal, rebranded as a “Retirement Security Rule.” With it came...