STA 2023: FINRA Check-In with Greg Ruppert - Traders Magazine
FINRA's EVP gives update on the 2023 Report on FINRA’s Examination and Risk Monitoring Program.
Source: tradersmagazine.com
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FINRA's EVP gives update on the 2023 Report on FINRA’s Examination and Risk Monitoring Program.
Expect revisions to the SEC proposals on tick sizes, access fees and quote display.
By Jim Toes, President & CEO, Security Traders Association
This year’s conference theme underscores many of the key issues facing the industry.
Award will be presented next month at the STA's annual market structure conference in Washington, DC.