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中國能源建設(03996.HK)：葛洲壩股東將按照1:4.4337的比例轉換為公司A股

中國能源建設(03996.HK)：葛洲壩股東將按照1:4.4337的比例轉換為公司A股
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强制人脸识别、滥用人脸信息都是侵权！刚刚最高法出手了 _ 东方财富网

强制人脸识别、滥用人脸信息都是侵权！刚刚最高法出手了 _ 东方财富网
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云从科技IPO陷"内控"质疑"有条件"过会 大佬刘益谦捕获首例科创板


2021-07-21 00:12:10　来源: 叩叩财讯
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导读：纵然连包括见惯风浪的资本大佬刘益谦在内的投资人对于云从科技IPO的成功过会都难掩喜悦，但对于云从科技的上市之路来说，也只能说是棋行盘中，“另一只脚”能否顺利于何时跨入资本市场的大门，还因上市委在对其IPO审核后提出“内控缺陷”等会后事项的质疑，还依旧充满变数。

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三问科创板_IPO_资本市场_财经网 - CAIJING.COM.CN


比较早的案例是，2019年5月，中金公司的两位保荐人（万久清、莫鹏）违规改动交控科技(688015.SH)招股书、审核问询函等注册申请文件，被上交所发现。
证监会称，注册申请相关文件是科创板股票发行上市过程中具有法律约束力的文件。注册申请文件受理后，未经证监会或者交易所同意不得改动。证监会对中金公司及公司两位保荐代表采取了出具警示函的行政监督管理措施。
还有，中金公司是新疆大全的保荐机构，没有充分、审慎核查新疆大全的转贷事项、增资入股引入新股东的事项，被证监会处罚。
所谓转贷，是指部分银行在向借款企业发放贷款时，以企业提供相应的采购合同为前提，且要求企业委托银行将该笔贷款直接全额支付给指定的企业供应商。有些企业为取得银行贷款，就与自己的供应商编造虚假的采购合同，当银行把贷 ....

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三问科创板：规定因何摇摆？速度因何时快时慢？中介如何把关？ _ 东方财富网

三问科创板：规定因何摇摆？速度因何时快时慢？中介如何把关？ _ 东方财富网
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