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The Securities and Exchange Commission has reached a settlement with 16 Wall Street firms over failures to maintain and preserve electronic communications.
The banks and brokerages were fined because employees were messaging and texting with clients without recording the communications, as required. And some of the firms' execs lied about it and deleted messages.
The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications.
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For 2022, 61 employers made the winners list. Energage invited 1,299 organizations to participate, and they were eligible provided they had 50 or more employees in the Greater Hartford area.
Tamaqua will hold its 26th annual Athletic Hall of Fame induction ceremony prior to Friday’s football game against Salisbury. Members of the 2022 class are Aaron Frantz, Dr. Margaret Benny Klimek, Tan...