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Statement On Final Rule Amendments To Electronic Recordkeeping Requirements, SEC Chair Gary Gensler, Oct. 12, 2022 - Vimarsana News

Statement On Final Rule Amendments To Electronic Recordkeeping Requirements, SEC Chair Gary Gensler, Oct. 12, 2022

<p><span>Today, the Commission will consider whether to adopt final rule amendments to modernize the electronic recordkeeping requirements for intermediaries such as broker-dealers and security-based swap dealers. I am pleased to support these rule amendments because, if adopted, these updates would bring the Commission&rsquo;s electronic recordkeeping requirements in line with technological innovation.</span></p>

SEC Speaks 2022: Ongoing Efforts to Restore Public Trust, Aggressive Enforcement Agenda | McGuireWoods LLP - Vimarsana News

SEC Speaks 2022: Ongoing Efforts to Restore Public Trust, Aggressive Enforcement Agenda | McGuireWoods LLP

On Sept. 8 and 9, 2022, Securities and Exchange Commission Chairman Gary Gensler, Division of Enforcement Director Gurbir Grewal and senior officials from the Enforcement Division...