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New Zealand Financial Markets Authority Finalises Regulatory Return Questionnaire For Licensed Financial Advice Providers

<p><span>Following consultation on the proposed standard licence conditions for all classes of Financial Advice Providers (FAPs), the Financial Markets Authority (FMA) &ndash; Te Mana Tātai Hokohoko - today confirmed the&nbsp;<a href="https://www.fma.govt.nz/business/services/financial-advice-provider/fap-regulatory-returns/">information FAPs must provide in their regulatory returns</a>. This information will set the focus for FMA&rsquo;s risk-based monitoring approach and is necessary to effectively supervise full FAP licence holders, in line with licence Standard Condition 3.&nbsp;</span><span>&nbsp;</span></p> ....

Clare Bolingford , Financial Markets Authority , Financial Advice Providers , Standard Condition , Executive Director , Regulatory Delivery , Financial Advice Provider , Financial Advisers Act ,

FMA sets questionnaire for licensed Financial Advice Providers

FMA sets questionnaire for licensed Financial Advice Providers
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Clare Bolingford , Financial Markets Authority , Financial Advice Providers , Standard Condition , Executive Director , Regulatory Delivery , Financial Advice Provider ,