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Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP - Vimarsana News

Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC...

SEC Charges Unregistered Brokers With Violations After Facilitating $1.2B in Penny Stock Trades - Vimarsana News

SEC Charges Unregistered Brokers With Violations After Facilitating $1.2B in Penny Stock Trades

A lawsuit filed on Thursday in the Southern District of New York by the Securities and Exchange Commission (SEC) contends that Jeffrey K. Galvani and